OCC Enforcement Actions
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Illinois
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2006-69
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Timothy
Fullerton, National Bank of Commerce, Berkeley
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8/1/2006
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Minnesota
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2006-70
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The First
National Bank of Brewster, Brewster
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7/6/2006
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Nebraska
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2006-71
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Jerry
Schaefer, The First National Bank of Ainsworth, Ainsworth
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7/24/2006
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Pennsylvania
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2006-72
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Kenneth
Brougher, The Farmers National Bank of Kittanning, Kittanning
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7/24/2006
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Formal Agreements
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No.
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Name/Bank/City
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Date
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Colorado
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2006-73
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First National
Bank, Fort Collins
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7/20/2006
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Massachusetts
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2006-74
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The First
National Bank of Ipswich, Ipswich
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6/28/2006
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Missouri
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2006-75
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Douglass
National Bank, Kansas City
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3/28/2006
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New York
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2006-76
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The Putnam County
National Bank of Carmel, Carmel
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7/12/2006
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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Illinois
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2006-69
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Timothy
Fullerton, National Bank of Commerce, Berkeley
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8/1/2006
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Indiana
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2006-77
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Micah J.
Mobley, The First National Bank of Dana, Dana
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6/15/2006
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North Carolina
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2006-78
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Tiffany D.
(Holt) Lipscomb, Bank of America,
National Association, Charlotte
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5/23/2006
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2006-78
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Tiffany D.
(Holt) Lipscomb, Wachovia Bank, National Association, Charlotte
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5/23/2006
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Pennsylvania
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2006-72
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Kenneth
Brougher, The Farmers National Bank of Kittanning, Kittanning
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7/24/2006
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Restitution Orders
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No.
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Name/Bank/City
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Date
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Illinois
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2006-69
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Timothy
Fullerton, National Bank of Commerce, Berkeley
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8/1/2006
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North Carolina
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2006-78
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Tiffany D.
(Holt) Lipscomb, Wachovia Bank, National Association, Charlotte
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5/23/2006
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2006-78
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Tiffany D.
(Holt) Lipscomb, Bank of America,
National Association, Charlotte
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5/23/2006
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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California
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2006-79
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C&D, Interbusiness Bank, National
Association, Diamond Bar (EA# 2005-53)
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6/8/2006
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Nebraska
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2006-80
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FA, The First National Bank of Marquette,
Marquette
(EA# 2003-143)
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6/27/2006
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# # #
The
Office of the Comptroller of the Currency was created by Congress to charter
national banks, to oversee a nationwide system of banking institutions, and to
assure that national banks are safe and sound, competitive and profitable, and
capable of serving the banking needs of their customers in the best possible
manner. OCC press releases and other
information are available at http://www.occ.gov. To receive OCC press releases and issuances
by email, subscribe at http://www.occ.gov/listserv.htm.
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