OCC Enforcement Actions
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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California
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2007-110
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Union Bank of California, National Association, San Francisco
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9/14/2007
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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California
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2007-093
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Far East
National Bank, Los Angeles
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8/29/2007
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2007-094
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Pacific
Capital Bank, National Association, Santa
Barbara
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8/21/2007
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2007-110
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Union Bank of California, National Association, San Francisco
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9/14/2007
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Georgia
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2007-095
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David Moffat,
First National Bank, St. Marys
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8/21/2007
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Michigan
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2007-096
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John B.
Collins, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-097
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Margaret S.
Feskorn, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-098
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Tracie B.
Hunter, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-099
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Carl B.
Johnson, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-100
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David R.
Prichard, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-101
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Dianne M.
Schupbach, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-102
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David A.
Wright, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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New York
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2007-103
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Jeffery S.
Gilbert, The National Bank of Vernon, Vernon
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8/20/2007
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Ohio
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2007-104
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Keybank
National Association, Cleveland
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7/27/2007
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Formal Agreements
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No.
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Name/Bank/City
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Date
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Ohio
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2007-105
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The Community
National Bank, Franklin
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6/19/2007
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Personal Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Michigan
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2007-096
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John B.
Collins, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-097
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Margaret S. Feskorn,
Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-098
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Tracie B.
Hunter, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-099
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Carl B.
Johnson, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-100
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David R.
Prichard, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-101
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Dianne M.
Schupbach, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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2007-102
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David A.
Wright, Lasalle Bank MidWest National Association, Troy
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8/15/2007
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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Colorado
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2007-106
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Lance A.
Curry, The First National Bank of Paonia, Paonia
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8/10/2007
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Kansas
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2007-106
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Lance A.
Curry, Cornerbank, National Association, Winfield
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8/10/2007
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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Illinois
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2007-107
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FA, Atlantic Trust Company, National
Association, Chicago
(EA# 2005-57)
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8/22/2007
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Nebraska
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2007-108
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FA, The First National Bank of Valentine,
Valentine (EA# 2004-93)
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8/9/2007
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New York
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2007-109
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C&D, Asia Bank, N.A., Flushing
(EA# 2004-153)
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8/1/2007
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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