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OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://www.occ.treas.gov/enforcementactions.
You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://appsec.occ.gov/publicaccesslink/ . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.
Cease and Desist Orders
|
No. |
Name/Bank/City |
Date |
California |
2009-011 |
International City Bank, National Association, Long Beach |
2/12/2009 |
Georgia |
2009-012 |
Silverton Bank, National Association, Atlanta |
2/26/2009 |
Missouri |
2009-013 |
BC National Banks, Butler |
2/3/2009 |
Ohio |
2009-014 |
Ohio Legacy Bank, National Association, Wooster |
2/17/2009 |
Civil Money Penalty Orders
|
No. |
Name/Bank/City |
Date |
Colorado |
2009-015 |
Kimberly Baltz, First United Bank, National Association, Englewood |
2/12/2009 |
2009-016 |
Martha Baltz, First United Bank, National Association, Englewood |
2/12/2009 |
2009-017 |
Stephen Baltz, First United Bank, National Association, Englewood |
2/12/2009 |
Formal Agreements
|
No. |
Name/Bank/City |
Date |
California |
2009-018 |
Coast National Bank, San Luis Obispo |
2/10/2009 |
Colorado |
2009-019 |
Pikes Peak National Bank, Colorado Springs |
2/27/2009 |
Connecticut |
2009-020 |
Patriot National Bank, Stamford |
2/9/2009 |
Georgia |
2009-021 |
Unity National Bank, Cartersville |
2/3/2009 |
Kansas |
2009-022 |
University National Bank, Pittsburg |
1/23/2009 |
Michigan |
2009-023 |
Capitol National Bank, Lansing |
1/30/2009 |
Minnesota |
2009-024 |
Minnstar Bank National Association, Lake Crystal |
2/25/2009 |
2009-025 |
Rosemount National Bank, Rosemount |
2/20/2009 |
Montana |
2009-026 |
Mountain West Bank, National Association, Helena |
1/15/2009 |
2009-027 |
Mountain West Bank of Kalispell, National Association, Kalispell |
1/15/2009 |
Texas |
2009-028 |
Uvalde National Bank, Uvalde |
2/4/2009 |
Personal Cease and Desist Orders
|
No. |
Name/Bank/City |
Date |
Colorado |
2009-017 |
Stephen Baltz, First United Bank, National Association, Englewood |
2/12/2009 |
Ohio |
2009-029 |
Timothy Troy Elison, U.S. Bank National Association, Cincinnati |
2/9/2009 |
Removal / Prohibition Orders
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No. |
Name/Bank/City |
Date |
Minnesota |
2009-030 |
K. Patrick Kruchten, First Integrity Bank, National Association, Staples |
3/2/2009 |
Washington |
2009-030 |
Paula R. Vinson, Washington State Bank, National Association, Federal Way |
2/9/2009 |
Terminations of Existing Enforcement Actions |
No. |
Type/Bank/City/Old EA# |
Date |
New York |
2008-176 |
C&D, Metropolitan Bank and Trust Company, New York (EA# 2004-155) |
12/17/2008 |
Oklahoma |
2009-032 |
C&D, The First National Bank of Lindsay, Lindsay (EA# 2007-080) |
2/19/2009 |
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