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OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.
Cease and Desist Orders |
No. |
Name/Bank/City |
Date |
Florida |
2009-033 |
The First National Bank of Florida, Milton |
3/5/2009 |
Iowa |
2009-034 |
The First National Bank of Logan, Logan |
3/25/2009 |
Maryland |
2009-035 |
Bay National Bank, Baltimore |
2/6/2009 |
New York |
2009-036 |
AMENDED, The Upstate National Bank, Lisbon |
2/12/2009 |
Civil Money Penalty Orders |
No. |
Name/Bank/City |
Date |
Louisiana |
2009-040 |
Kurt J. Dempster, First National Bank USA, Boutte |
3/27/2009 |
Nebraska |
2009-044 |
First National Bank of Omaha, Omaha |
3/20/2009 |
New York |
2009-037 |
Stephen Souky, NBT Bank, National Association, Norwich |
3/20/2009 |
Formal Agreements |
No. |
Name/Bank/City |
Date |
Florida |
2009-038 |
Florida Capital Bank, National Association, Jacksonville |
3/26/2009 |
2009-039 |
Pacific National Bank, Miami |
2/12/2009 |
Personal Cease and Desist Orders |
No. |
Name/Bank/City |
Date |
Louisiana |
2009-040 |
Kurt J. Dempster, First National Bank USA, Boutte |
3/27/2009 |
Minnesota |
2009-041 |
David Duhn, First Integrity Bank, National Association, Staples |
3/17/2009 |
New York |
2009-037 |
Stephen Souky, NBT Bank, National Association, Norwich |
3/20/2009 |
Removal / Prohibition Orders |
No. |
Name/Bank/City |
Date |
Tennessee |
2009-042 |
Janis Malone, Union Planters Bank, National Association, Memphis |
3/17/2009 |
Restitution Orders |
No. |
Name/Bank/City |
Date |
Tennessee |
2009-042 |
Janis Malone, Union Planters Bank, National Association, Memphis |
3/17/2009 |
Terminations of Existing Enforcement Actions |
No. |
Type/Bank/City/Old EA# |
Date |
Wisconsin |
2009-043 |
FA, The First National Bank of Berlin, Berlin (EA# 2007-054) |
3/30/2009 |
2009-043 |
FA, The First National Bank of Berlin, Berlin (EA# 2008-034) |
3/30/2009 |
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