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OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today
released new enforcement actions taken against national banks and individuals
currently and formerly affiliated with national banks.
Copies of the final actions are available for download by viewing the searchable
database of all public enforcement actions taken since August 1989 at
http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's
online FOIA site, https://appsec.occ.gov/publicaccesslink/.
Fax requests should be sent to (202) 874-5274. You can also obtain copies by
writing to the Comptroller of the Currency, Communications Division, Mail Stop
2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement
action number.
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Capital Directives
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No.
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Name
/Bank/
City
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Date
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Florida
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2009-057
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Community
National Bank of Sarasota County,
Venice
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6/3/2009
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Cease and Desist Orders
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No.
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Name
/Bank/
City
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Date
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California
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2009-058
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California
National Bank, Los Angeles
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5/28/2009
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Georgia
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2009-059
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Cherokee Bank,
National Association, Canton
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4/29/2009
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Illinois
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2009-060
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Baytree National
Bank & Trust Company, Lake
Forest
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4/17/2009
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South Carolina
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2009-061
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First National
Bank of The South, Spartanburg
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4/27/2009
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Civil Money Penalty Orders
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No.
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Name
/Bank/
City
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Date
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Indiana
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2009-062
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Integra Bank
National Association, Evansville
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5/26/2009
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South Dakota
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2009-063
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Wells Fargo
Bank, National Association, Sioux
Falls
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5/8/2009
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Texas
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2009-064
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Lindy Jordan,
First National Bank, Paducah
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5/15/2009
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Wisconsin
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2009-065
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First National
Bank of Platteville, Platteville
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5/7/2009
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Formal Agreements
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No.
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Name
/Bank/
City
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Date
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Illinois
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2009-079
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Dupage
National Bank, West Chicago
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5/7/2009
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Indiana
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2009-066
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Integra Bank
National Association, Evansville
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5/20/2009
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Iowa
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2009-067
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Community
State Bank, National Association, Ankeny
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5/19/2009
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Kansas
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2009-068
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The University
National Bank of Lawrence, Lawrence
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5/27/2009
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Mississippi
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2009-069
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Cadence Bank,
National Association, Starkville
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4/17/2009
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Montana
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2009-070
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Bank of The Rockies, National Association, White Sulphur
Springs
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5/21/2009
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North Dakota
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2009-071
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The Farmers
and Merchants National Bank of Hatton, Hatton
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5/11/2009
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Texas
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2009-072
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Texas
Community Bank, National Association, The Woodlands
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5/7/2009
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Washington
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2009-073
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Eastside
Commercial Bank, National Association, Bellevue
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4/21/2009
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Prompt Corrective Action Directives
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No.
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Name
/Bank/
City
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Date
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Florida
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2009-074
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Community
National Bank of Sarasota County,
Venice
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6/3/2009
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Illinois
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2009-075
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Citizens
National Bank, Macomb
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4/22/2009
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Removal / Prohibition Orders
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No.
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Name
/Bank/
City
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Date
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Ohio
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2009-076
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Maya L. Brown,
JPMorgan Chase Bank, National Association, Columbus
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5/11/2009
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Terminations of Existing Enforcement Actions
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No.
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Name
Type/Bank/City/Old EA#
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Date
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California
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2009-077
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C&D, Bank of China,
Los Angeles Branch,
Los Angeles
(EA# 2005-126)
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5/6/2009
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Kentucky
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2009-078
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FA, The First National Bank of Manchester,
Manchester
(EA# 2008-060)
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3/18/2009
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New York
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2009-077
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C&D, Bank of China,
Chinatown Branch,
New York
(EA# 2005-126)
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5/6/2009
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2009-077
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C&D, Bank of China,
New York Branch,
New York
(EA# 2005-126)
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5/6/2009
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# # #
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