NR 98-22 For: Immediate Release Contact: Frank D. Vance, Jr. (202) 874-4700 Date: March 3, 1998 OCC ANNOUNCES 13 NEW ENFORCEMENT ACTIONS AND ONE TERMINATION WASHINGTON, DC --The Office of the Comptroller of the Currency today announced 14 enforcement actions taken against national banks. The 14 actions released today include: one formal agreement, six civil money penalties, three cease and desist orders, two removals /prohibitions, one restitution and one termination of an existing enforcement action. A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should to be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division. FORMAL AGREEMENT, BY CONSENT No. Bank/city Date Pennsylvania 98-5 The First National Bank of Port Allegany, Port Allegany 1/28/98 CIVIL MONEY PENALTIES No. Individual/Bank/city Date Illinois 98-7 Sheldon Bernstein, Park National Bank and Trust of Chicago, Chicago 1/26/98 98-8 Robert Mills, Park National Bank and Trust of Chicago, Chicago1/26/98 98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 1/26/98 98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 1/26/98 Maryland 98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 1/30/98 CIVIL MONEY PENALTIES (Contd.) No. Individual/Bank/city Date New York 98-1 Massimiliano Locci, Instituto Bancario San Paolo Di Torino, New York 11/13/97 PERSONAL CEASE AND DESIST ORDER, BY CONSENT No. Individual/Bank/city Date Maryland 98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 1/30/98 CEASE AND DESIST ORDER, BY CONSENT No. Individual/Bank/city Date Illinois 98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 1/26/98 98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 1/26/98 RESTITUTION No. Individual/Bank/city Date New York 98-1 Massimiliano Locci, Instituto Bancario San Paolo Di Torino, New York 11/13/97 REMOVALS/PROHIBITIONS, BY CONSENT No. Individual/Bank/city Date Arizona 98-3 Alta L. Hernandez, Norwest Bank Arizona, N.A., Phoenix 1/6/98 Indiana 98-2 Stacy Howard, NBD Bank, N.A., Indianapolis 1/26/98 TERMINATION OF ENFORCEMENT ACTION No. Bank/city/Old EA# Date Michigan 98-4 FORMAL AGREEMENT, First Independence National Bank, Detroit, #248 1/16/98 # # # The OCC charters, regulates and examines approximately 2,800 national banks and 66 federal branches of foreign banks in the U.S., accounting for more thank half the nation's banking assets. Its mission is to ensure a safe and sound and competitive national banking system that supports the citizens, communities and economy of the United States.