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NR 2006-97
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC  20219.  Requests made by facsimile transmission should be sent to (202) 874-4448.  Please include the identifying enforcement action number when placing an order.  Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://apps.occ.gov/EnforcementActions.

 

Cease and Desist Orders
No.Name/Bank/CityDate
Illinois
2006-81Amcore Bank, National Association, Rockford8/10/2006

Civil Money Penalty Orders
No.Name/Bank/CityDate
Arkansas
2006-82Thomas E. Hays, Jr., The First National Bank of Hope, Hope8/3/2006
Florida
2006-83Seacoast National Bank, Stuart7/25/2006
Illinois
2006-84Susan E. Osborne, National Bank of Commerce, Berkeley7/27/2006
Nebraska
2006-85First National Bank of Omaha, Omaha8/7/2006
Pennsylvania
2006-86Vernon L. Hunsberger, Harleysville National Bank and Trust Company, Harleysville8/31/2006

Formal Agreements
No.Name/Bank/CityDate
Alabama
2006-87AB & T National Bank, Dothan7/27/2006
Georgia
2006-88Albany Bank & Trust, National Association, Albany7/27/2006
Kentucky
2006-89(AMENDMENT) First National Bank and Trust, London7/24/2006
Michigan
2006-90The First National Bank of Three Rivers, Three Rivers8/22/2006
Oklahoma
2006-91The First National Bank of Lindsay, Lindsay7/25/2006
2006-92First National Bank in Pawhuska, Pawhuska6/16/2006

Removal / Prohibition Orders
No.Name/Bank/CityDate
California
2006-93Joaquin Trejo, Wells Fargo Bank, National Association, San Francisco7/10/2006
Georgia
2006-94David Moffat, First National Bank, St. Marys8/14/2006
Illinois
2006-84Susan E. Osborne, National Bank of Commerce, Berkeley7/27/2006
Nebraska
2006-95Alan Lemaster, First National Bank, Sidney9/1/2006
New York
2006-96Catherine A. Teufel, Citibank, National Association, New York City8/1/2006
North Carolina
2006-97Arpine Misislyan, Bank of America, National Association, Charlotte8/31/2006
2006-98Marvin Disla, Wachovia Bank, National Association, Charlotte2/15/2006
Ohio
2006-99Samuel Siebu, Bank One, National Association, Columbus8/28/2006
2006-100Estela Ramos, U.S. Bank National Association, Cincinnati8/28/2006
Pennsylvania
2006-86Vernon L. Hunsberger, Harleysville National Bank and Trust Company, Harleysville8/31/2006
2006-101Edward Mawhinney, National Penn Bank, Boyertown8/16/2006

Restitution Orders
No.Name/Bank/CityDate
Illinois
2006-84Susan E. Osborne, National Bank of Commerce, Berkeley7/27/2006
North Carolina
2006-97Arpine Misislyan, Bank of America, National Association, Charlotte8/31/2006
2006-98Marvin Disla, Wachovia Bank, National Association, Charlotte8/31/2006
Ohio
2006-99Samuel Siebu, Bank One, National Association, Columbus8/28/2006

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Florida
2006-102FA, Pelican National Bank, Naples (EA# 2005-134)7/31/2006
2006-103FA, Big Lake National Bank, Okeechobee (EA# 2005-146)7/3/2006
Kansas
2006-104FA, The First National Bank of Southern Kansas, Mount Hope (EA# 2004-7)8/2/2006
Nebraska
2006-105FA, First National Bank and Trust of Syracuse, Syracuse (EA# 2001-113)7/27/2006
Texas
2006-106FA, Gladewater National Bank, Gladewater (EA# 2004-176)7/5/2006

For copies, please call (202) 874-5043.

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