Office of the Comptroller of the Currency, Ensuring a safe and sound national banking system for all Americans Site Map | Text Size: S M L

News and Issuances

BankNet

BankNet
More resources for national banks

HelpWithMyBank.gov

HelpWithMyBank.gov

Get answers to banking questions

Job Seekers

Job Seekers
Join one of the best places to work
NR 2010-5
FOR IMMEDIATE RELEASE
January 15, 2010
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/ .

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives
No.Name/Bank/CityDate
Georgia
2009-212Unity National Bank, Cartersville12/16/2009
Washington
2009-213Eastside Commercial Bank, National Association, Bellevue12/22/2009

Cease and Desist Orders
No.Name/Bank/CityDate
Alabama
2009-214First National Bank of Baldwin County, Foley12/28/2009
California
2009-215Bay Cities National Bank, Redondo Beach11/18/2009
Michigan
2009-216Capitol National Bank, Lansing12/22/2009
Wyoming
2009-217First National Bank of Wyoming, Laramie12/15/2009

Formal Agreements
No.Name/Bank/CityDate
Colorado
2009-218Clear Creek National Bank, Georgetown12/4/2009
Connecticut
2009-219The First National Bank of Litchfield, Litchfield11/9/2009
Minnesota
2009-220The Citizens National Bank of Park Rapids, Park Rapids11/24/2009
2009-221The First National Bank in Wadena, Wadena11/24/2009
Wisconsin
2009-222Eagle Valley Bank, National Association, St. Croix Falls12/17/2009
2009-223The National Bank of Waupun, Waupun12/16/2009

Prompt Corrective Action Directives
No.Name/Bank/CityDate
Georgia
2009-224First National Bank of Georgia, Carrollton12/22/2009

Removal / Prohibition Orders
No.Name/Bank/CityDate
North Carolina
2009-225Justine Orantes, Bank of America, National Association, Charlotte12/10/2009
Ohio
2009-226Angelica R. Martinez, JPMorgan Chase Bank, National Association, Columbus12/1/2009
South Dakota
2009-227Leigh A. Clark, Citibank (South Dakota), National Association, Sioux Falls11/25/2009
Texas
2009-228James D. Roddy, The First National Bank of Tom Bean, Tom Bean12/4/2009

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Alabama
2009-229FA, First National Bank of Baldwin County, Foley (EA# 2008-130)12/28/2009
Colorado
2009-230FA, Canon National Bank, Canon City (EA# 2008-042)12/1/2009
Michigan
2009-216FA, Capitol National Bank, Lansing (EA# 2009-023)12/22/2009
Pennsylvania
2009-231FA, Vartan National Bank, Harrisburg (EA# 2006-113)11/5/2009
Wyoming
2009-232FA, First National Bank of Wyoming, Laramie (EA# 2007-115)11/4/2010

For copies, please call (202) 874-5043.

# # #