|
|
NR 2010-80
FOR IMMEDIATE RELEASE
July 16, 2010
Contact: (202) 874-5770
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks. All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency. Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number. | Cease and Desist Orders |
|---|
| No. | Name/Bank/City | Date | | California | | 2010-132 | Merchants Bank of California, National Association, Carson | 6/23/2010 | | 2010-133 | Trans Pacific National Bank, San Francisco | 6/16/2010 | | Florida | | 2010-134 | Community National Bank at Bartow, Bartow | 5/26/2010 |
| Civil Money Penalty Orders |
|---|
| No. | Name/Bank/City | Date | | Kansas | | 2010-136 | Norbert Gerstenkorn, Conway Bank, National Association, Conway Springs | 6/15/2010 | | 2010-137 | Jerod Heiman, Conway Bank, National Association, Conway Springs | 6/15/2010 | | 2010-138 | Michael Lies, Conway Bank, National Association, Conway Springs | 6/15/2010 | | 2010-139 | John McKay, Conway Bank, National Association, Conway Springs | 6/15/2010 | | 2010-140 | Joseph Rottinghaus, Conway Bank, National Association, Conway Springs | 6/15/2010 | | Nebraska | | 2010-135 | American National Bank, Omaha | 6/22/2010 | | North Carolina | | 2010-141 | Linda Pera, Wachovia Bank, National Association, Charlotte | 5/10/2010 | | Pennsylvania | | 2010-142 | Lydia H. Willits, The National Bank of Malvern, Malvern | 5/28/2010 |
| Formal Agreements |
|---|
| No. | Name/Bank/City | Date | | Florida | | 2010-143 | Landmark Bank, National Association, Fort Lauderdale | 6/17/2010 | | Illinois | | 2010-144 | The First National Bank of Grant Park, Grant Park | 6/22/2010 | | Oklahoma | | 2010-145 | The Central National Bank of Alva, Alva | 6/9/2010 | | Texas | | 2010-146 | American Bank of Texas, National Association, Marble Falls | 6/2/2010 |
| Notices Filed |
|---|
| No. | Name/Bank/City | Date | | Wisconsin | | N10-002 | James Klein, First National Bank of Platteville, Platteville | 6/14/2010 |
| Personal Cease and Desist Orders |
|---|
| No. | Name/Bank/City | Date | | North Carolina | | 2010-141 | Linda Pera, Wachovia Bank, National Association, Charlotte | 5/10/2010 |
| Prompt Corrective Action Directives |
|---|
| No. | Name/Bank/City | Date | | Oklahoma | | 2010-147 | Home National Bank, Blackwell | 5/11/2010 |
| Removal / Prohibition Orders |
|---|
| No. | Name/Bank/City | Date | | Minnesota | | 2010-148 | Allen R. Ellis, First Integrity Bank, National Association (closed), Staples | 6/1/2010 |
| Terminations of Existing Enforcement Actions |
|---|
| No. | Type/Bank/City/Old EA# | Date | | Iowa | | 2010-149 | C&D, The First National Bank of Logan, Logan (EA# 2009-034) | 5/21/2010 | | Wisconsin | | 2010-150 | FA, First National Community Bank, New Richmond (EA# 2009-157) | 5/13/2010 |
# # #
|
2010
