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NR 2011-61
Contact: Robert M. Garsson
(202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives
No.Name/Bank/CityDate
Arizona
2011-054Western National Bank, Phoenix4/4/2011


Cease and Desist Orders
No.Name/Bank/CityDate
Georgia
2011-055Atlantic National Bank, Brunswick4/18/2011
Texas
2011-056Southwestern National Bank, Houston3/24/2011


Civil Money Penalty Orders
No.Name/Bank/CityDate
Florida
2011-057Jose Baloyra, Pacific National Bank, Miami4/14/2011
2011-058Andres Baquerizo, Pacific National Bank, Miami4/14/2011
2011-059Ralph Fernandez, Pacific National Bank, Miami4/14/2011
2011-060Eduardo Gross, Pacific National Bank, Miami4/14/2011
2011-061Joaquin Urquiola, Pacific National Bank, Miami4/14/2011
Iowa
2011-062Harry S. Coin, American Bank and Trust Company, National Association, Davenport4/22/2011


Formal Agreements
No.Name/Bank/CityDate
California
2011-063Chino Commercial Bank, National Association, Chino4/12/2011
Delaware
2011-064The First National Bank of Wyoming, Wyoming3/17/2011
Florida
2011-065First National Bank Northwest Florida, Panama City4/7/2011
2011-066Heartland National Bank, Sebring4/14/2011
Georgia
2011-067First National Bank of Decatur County, Bainbridge3/24/2011
Illinois
2011-068Great Lakes Bank, National Association, Blue Island4/5/2011
Minnesota
2011-069First National Bank in Mahnomen, Mahnomen3/28/2011
Pennsylvania
2011-070Mainline National Bank, Portage3/22/2011


Personal Cease and Desist Orders
No.Name/Bank/CityDate
Wisconsin
2011-071David Havel, The Baraboo National Bank, Baraboo4/25/2011


Removal / Prohibition Orders
No.Name/Bank/CityDate
Georgia
2011-074Karim Walthour Lawrence, Omni National Bank, Atlanta4/6/2011
Iowa
2011-062Harry S. Coin, American Bank and Trust Company, National Association, Davenport4/22/2011
North Carolina
2011-072Jesse Montano, Bank of America, National Association, Charlotte4/4/2011
2011-073Jennifer Riggs, Bank of America, National Association, Charlotte4/4/2011


Restitution Orders
No.Name/Bank/CityDate
Iowa
2011-062Harry S. Coin, American Bank and Trust Company, National Association, Davenport4/22/2011


Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Iowa
2011-076FA, The First National Bank of Farragut, Shenandoah (EA# 2008-097)1/25/2011
Illinois
2011-075FA, Centrust Bank, National Association, Northbrook (EA# 2009-089)4/20/2011
2011-075FA, Centrust Bank, National Association, Northbrook (EA# 2009-197)4/20/2011
Texas
2011-077FA, Southwestern National Bank, Houston (EA# 2010-128)3/30/2011
Virginia
2011-078FA, Capital One Bank (USA), National Association, Glen Allen (EA# 2010-012)4/8/2011
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