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NR 2012-148
FOR IMMEDIATE RELEASE
October 19, 2012
Contact: (202) 874-5770
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations. All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency. Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number. | Cease and Desist Orders |
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| No. | Name/Bank/City | Date |
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| District Of Columbia | | 2012-214 | Independence Federal Savings Bank, Washington | 8/27/2012 | | Montana | | 2012-215 | Bank of The Rockies, National Association, White Sulphur Springs | 8/30/2012 | | Utah | | 2012-212 | American Express Bank, FSB, Salt Lake City | 10/1/2012 |
| Civil Money Penalty Orders |
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| No. | Name/Bank/City | Date |
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| Arkansas | | 2012-216 | Marvin Sutterfield, Ozark Heritage Bank, National Association, Mountain View | 8/10/2012 | | Utah | | 2012-213 | American Express Bank, FSB, Salt Lake City | 10/1/2012 |
| Formal Agreements |
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| No. | Name/Bank/City | Date |
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| Illinois | | 2012-217 | Central FS & LA, Cicero | 8/30/2012 | | Missouri | | 2012-218 | F&M Bank and Trust Company, Hannibal | 8/28/2012 |
| Personal Cease and Desist Orders |
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| No. | Name/Bank/City | Date |
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| Arkansas | | 2012-216 | Marvin Sutterfield, Ozark Heritage Bank, National Association, Mountain View | 8/10/2012 | | Mississippi | | 2012-219 | Henry McCaslin, III, First National Bank, Rosedale | 8/29/2012 |
| Prompt Corrective Action Directives |
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| No. | Name/Bank/City | Date |
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| Arkansas | | 2012-220 | One Bank & Trust, National Association, Little Rock | 9/28/2012 |
| Restitution Orders |
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| No. | Name/Bank/City | Date |
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| Utah | | 2012-212 | American Express Bank, FSB, Salt Lake City | 10/1/2012 |
| Terminations of Existing Enforcement Actions |
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| No. | Type/Bank/City/Old EA# | Date |
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| Alabama | | 2012-221 | FA, The Slocomb National Bank, Slocomb (EA# 2010-170) | 8/31/2012 | | Colorado | | 2012-222 | C&D, Peoples National Bank, Colorado Springs (EA# 2009-118) | 9/27/2012 | | District Of Columbia | | 2012-214 | C&D, Independence Federal Savings Bank, Washington (EA# SE-09-036) | 8/27/2012 | | 2012-214 | C&D, Independence Federal Savings Bank, Washington (EA# SE-11-008) | 8/27/2012 | | Iowa | | 2012-224 | FA, First National Bank MidWest, Oskaloosa (EA# 2008-096) | 9/5/2012 | | Illinois | | 2012-223 | FA, THE National Bank, Moline (EA# 2011-014) | 8/7/2012 | | Kansas | | 2012-225 | FA, First National Bank of Kansas, Burlington (EA# 2010-123) | 9/27/2012 | | Montana | | 2012-226 | FA, Bank of The Rockies, National Association, White Sulphur Springs (EA# 2009-070) | 8/30/2012 | | Texas | | 2012-227 | FA, United Community Bank, National Association, Highland Village (EA# 2009-094) | 8/15/2012 | | 2012-228 | FA, San Antonio National Bank (n.k.a. Vantage Bank Texas, National Association), Refugio (EA# 2010-218) | 8/30/2012 |
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2012
