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NR 2014-40
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Removal / Prohibition Orders
No. Name/Bank/City Date
Illinois
2014-013 David Neill, State Farm Bank, FSB, Bloomington 2/10/2014
North Carolina
2014-014 Vincent F. Bateman, Communityone Bank, National Association, Asheboro 2/6/2014
Ohio
2014-015 Linda S. Foss, U.S. National Association, Cincinnati 2/6/2014
Oklahoma
2014-016 Roger A. Brown, Home National Bank, Blackwell 2/7/2014
2014-017 Trenton W. Brown, Home National Bank, Blackwell 2/7/2014
2014-018 Lisa D. Kessler, Home National Bank, Blackwell 2/7/2014

Restitution Orders
No. Name/Bank/City Date
Oklahoma
2014-016 Roger A. Brown, Home National Bank, Blackwell 2/7/2014
2014-017 Trenton W. Brown, Home National Bank, Blackwell 2/7/2014
2014-018 Lisa D. Kessler, Home National Bank, Blackwell 2/7/2014

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2013-219 FA, First National Bank of Central Alabama, Aliceville (EA# 2010-045) 10/16/2013
California
2014-019 FA, First National Bank of Southern California, Riverside (EA# 2010-024) 2/25/2014
2014-020 C&D, Trans Pacific National Bank, San Francisco (EA# 2010-133) 2/10/2014
2014-021 FA, Putnam Bank, Putnam (EA# 2012-188) 2/25/2014
Florida
2013-220 FA, Urban Trust Bank, Lake Mary (EA# 2012-190) 11/12/2013
2014-022 FA, First National Bank of Pasco, Dade City (EA# 2011-133) 2/18/2014
2014-023 FA, The Oculina Bank, Ft. Pierce (EA# 2012-189) 2/6/2014
Illinois
2014-024 FA, The First National Bank of Ottawa, Ottawa (EA# 2012-111) 2/18/2014
Minnesota
2014-025 FA, Home Federal Savings Bank, Rochester (EA# SA) 2/11/2014
Missouri
2014-026 C&D, North American Savings Bank, FSB, Grandview (EA# 2012-108) 2/25/2014
New York
2013-221 FA, Hudson Valley Bank, National Association, Yonkers (formerly in Stamford, Connecticut) (EA# 2012-096) 10/30/2013
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