Traditional and Alternative Investment Management Services
Investment management is the business of managing or providing advice on investment portfolios or individual assets for compensation. National banks are significant providers of these services, covering traditional investments (publicly traded stocks and bonds) and alternative investments (real estate, hedge funds, and other unregistered private investments).
Investment Management Services (Comptroller’s Handbook, August 2001)
Cross-Trade Exemption from DOL on Model-Driven Funds (IL 919, November 2001)
Fiduciary Risk Management of Derivatives and Mortgage Backed Securities (OCC Bulletin 96-25, April 1996)
Purchase of Auction Rate Securities (IL 1115, April 2009)
Risk Management of Financial Derivatives (BC 277, October 1993)