Bank Appeals Summaries - All Summaries

Follow the links on this page for all summaries of appeals submitted through OCC's Bank Appeals process. These summaries provide an overview of appeal.

• Appeal of Component Ratings, Matters Requiring Attention, Troubled Condition Designation, and Compliance with an Informal Enforcement Action (Fourth Quarter 2012)
• Appeal of Loan Classifications, Composite and Component Ratings, and Troubled Condition Designation (Third Quarter 2012)
• Appeal of Composite Rating and Component Ratings, Loan Classifications, Matters Requiring Attention, and Violations of Law (Third Quarter 2012)
• Appeal of Composite and Component Ratings and Violations of Law (Second Quarter 2012)
• Appeal of Inconsistencies in the Report of Examination and other Administrative Concerns (Second Quarter 2012)
• Appeal of Accounting Treatment of Real Estate Owned Valuation and Misapplication of Regulatory Guidance (First Quarter 2012)
• Appeal of Violation of Federal Trade Commission Act and Material Supervisory Determinations (First Quarter 2012)
• Appeal of Violation of Regulation O (First Quarter 2012)
• Appeal of CAMELS Component Ratings and Termination of an Informal Enforcement Action (Fourth Quarter 2011)
• Appeal of Shared National Credit (SNC) (Fourth Quarter 2011)
• Appeal Summary Golden Parachute Violation (Third Quarter 2011)
• Appeal of Potential Fair Lending Violations of Law (Third Quarter 2011)
• Appeal of CAMELS Composite Rating and Component Ratings for Asset Quality, Management, and Consumer Compliance (Fourth Quarter 2010)
• Appeal of Composite Rating and Component Ratings for Management, Liquidity and Sensitivity to Market Risks (Fourth Quarter 2010)
• Appeal of CAMELS Composite Rating and Component Ratings for Capital, Management, Earnings and Consumer Compliance (Fourth Quarter 2010)
• Appeal of CAMELS Composite Rating and Component Ratings for Asset Quality, Management, Liquidity and Consumer Compliance (Fourth Quarter 2010)
• Appeal of Violation of 12 U.S.C. § 161 (Fourth Quarter 2010)
• Appeal of Shared National Credit (SNC) – (Fourth Quarter 2010)
• Appeal of Shared National Credit (SNC) (Third Quarter 2010)
• Appeal of Shared National Credit (SNC) – Loss Classification – (Third Quarter 2010)
• Appeal of CAMELS Component Rating for Management (Second Quarter 2010)
• Appeal of CAMELS Composite Rating and Component Ratings for Capital, Asset Quality, Management, Earnings, Liquidity and Sensitivity to Market Risks (Second Quarter 2010)
• Appeal of Violations of Law (Second Quarter 2010)
• Appeal of Shared National Credit (SNC) Appeal Panel's Rating of a Credit Facility as Substandard Nonaccrual (Fourth Quarter 2009)
• Appeal of Supervisory Office Decision to Assign the Troubled Bank Designation During the Examination (Fourth Quarter 2009)
• Appeal of Composite Rating and Component Ratings for Asset Quality and Management (Second Quarter 2009)
• Appeal of Supervisory Office Decisions Regarding the Accounting Treatment of the Investment Portfolio, a Provision to the Allowance for Loan and Lease Losses, and the Charge Off of Accrued Interest on a Nonaccrual Loan (Fourth Quarter 2008)
• Appeal of the Composite Rating and Component Ratings for Asset Quality, Management, Sensitivity to Market Risk, and Information Technology (Fourth Quarter 2008)
• Appeal of Capital Rating and Adequately Capitalized Designation (Third Quarter 2008)
• Appeal of Early Adoption of the Statement of Financial Accounting Standards No. 159 - Summary 2 (First Quarter 2008)
• Appeal of Early Adoption of the Statement of Financial Accounting Standards No. 159 - Summary 1 (First Quarter 2008)
• Appeal of Findings and Mandates of Supervisory Letter (First Quarter 2008)
• Appeal of Early Adoption of the Statement of Financial Accounting Standards No. 159 (Fourth Quarter 2007)
• Appeal of "Needs to Improve" Community Reinvestment Act (CRA) Rating - (Second Quarter 2007)
• Appeal of OCC Decision to Deny Two Branch Applications - (Second Quarter 2007)
• Appeal of OCC Decision to Deny Two Branch Applications (Fourth Quarter 2006)
• Appeal of Composite and CAMELS Ratings - (Third Quarter 2006)
• Appeal of Memorandum of Understanding - (Third Quarter 2006)
• Appeal of a Nonaccrual Status - (Third Quarter 2006)
• Appeal of CRA Performance Evaluation Rating - (Second Quarter 2006)
• Appeal of Composite and Component Ratings - (First Quarter 2006)
• Appeal of Composite and Component Ratings - (Third Quarter 2005)
• Appeal of Semiannual Assessment Fee - (Third Quarter 2005)
• Appeal of the Composite CAMELS Rating - (Second Quarter 2005)
• Appeal of a Shared National Credit - (First Quarter 2005)
• Appeal of Partial Assessment Fee - (First Quarter 2005)
• Appeal of Composite and Component Ratings - (Third Quarter 2004)
• Appeal of Examination Conclusions for Asset Quality, Capital Adequacy, Corporate Governance, Recommended Reserve Allocation, and Designation as "Troubled Condition" - (Third Quarter 2004)
• Appeal of Certain Safety and Soundness Conclusions and Stay of Two Supervisory Directives - (Fourth Quarter 2003)
• Appeal of CRA Rating and Examination Conclusions - (Third Quarter 2003)
• Appeal of Report of Examination Conclusions - (Third Quarter 2003)
• Appeal of OCC's Objection of a Director for a Bank-in-Organization - (First Quarter 2003)
• Appeal of Memorandum of Understanding - (First Quarter 2003)
• Appeal of Nonaccrual Status - (First Quarter 2003)
• Appeal of Accounting Decision - (Fourth Quarter 2002)
• Appeal Composite and CAMELS Component Ratings - (Third Quarter 2002)
• Appeal of an Insider Violation for Preferential Treatment - (First Quarter 2002)
• Appeal of Noncompliance with Two Articles in a Formal Agreement - (First Quarter 2002)
• Appeal of Sensitivity to Market Risk, Earnings, and Management Component Ratings - (Fourth Quarter 2001)
• Appeal of the Treatment of Credit Cards by a Liquidating Entity - (Fourth Quarter 2001)
• Appeal of Sensitivity to Market Risk Component Rating - (Third Quarter 2001)
• Appeal of Violations of 12 USC 375(b) - (Third Quarter 2001)
• Appeal of 3 Composite CAMELS Rating of 3 and Various Component Ratings - (First Quarter 2001)
• Appeal of Management Rating of 2 - (Third Quarter 2000)
• Appeal of "Needs to Improve" CRA Rating - (Third Quarter 2000)
• Appeal of "Noncompliance" with an Article of the Bank's Formal Agreement - (Third Quarter 2000)
• Appeal of a Violation of the Legal Lending Limit - (Second Quarter 1999)
• Appeal of "Needs to Improve" CRA Rating - (First Quarter 2000)
• Appeal of an OCC's Denial of Branch Relocation - (Fourth Quarter 1999)
• Appeal of Composite CAMELS Rating of 3 - (Second Quarter 1999)
• Appeal of Denial of de Novo Charter - (Second Quarter 1999)
• Appeal of "Needs to Improve" CRA Rating - (Second Quarter 1999)
• Appeal of OCC's Interpretation of the Risk-Based Capital Treatment of Assigned Residual Interests in Asset Securitizations - (Second Quarter 1999)
• Appeal of "Needs to Improve" CRA Rating- Lending to LMI Individuals - (First Quarter 1999)
• Appeal of Potential Violation of the Equal Credit Opportunity Act and the Fair Housing Act - (First Quarter 1999)
• Appeal of Composite CAMELS Rating of 3 and Other Examination Conclusions - (Fourth Quarter 1998)
• Appeal of "Needs to Improve" CRA Rating - (Fourth Quarter 1998)
• Appeal of Composite Rating of 4 and Several Component Ratings - (Third Quarter 1998)
• Appeal of Potential Violation of the Equal Credit Opportunity Act (ECOA) - Disparate Treatment on the Basis of National Origin - (Third Quarter 1998)
• Appeal of "Satisfactory" CRA Rating - (Third Quarter 1998)
• Appeal of Component and Composite CAMELS Rating - (Second Quarter 1998)
• Appeal of Potential Violation of the Fair Housing Act - (Second Quarter 1998)
• Appeal of "Satisfactory" CRA Rating - (Second Quarter 1998)
• Appeal of Composite CAMELS Rating - (First Quarter 1998)
• Appeal of CRA Rating - (First Quarter 1998)
• Needs to Improve CRA Rating - Limited-Purpose Institution (Fourth Quarter 1997)
• Appeal of Appropriate Treatment of Intercompany Transactions (Second Quarter 1997)
• Appeal of Consumer Compliance Rating (First Quarter 1997)
• Reporting Requirement of Securities Exchange ACT (First Quarter 1997)
• Appeal of Composite CAMELS Rating - (Fourth Quarter 1996)
• Appeal of Violation of Dividend Calculation (Fourth Quarter 1996)
• Appeal of Denial of Proposed Community Development Investment (Second Quarter 1996)
• Appeal of Denial of Request to Record a Core Deposit Intangible and Include it in Regulatory Capital (Second Quarter 1996)
• Appeal of Composite CAMELS Rating - (First Quarter 1996)
• Appeal of Report of Examination (First Quarter 1996)
• Appeal of Violation of Insider Lending Limitations (First Quarter 1996)
• Appeal of Denial of Branch Application (Fourth Quarter 1995)
• Appeal of Violation of Law (Fourth Quarter 1995)
• Appeal of Composite CAMELS Rating - (Third Quarter 1995)
• Appeal of Legal Lending Limit Violation (Third Quarter 1995)
• Appeal of Public Comment Section of CRA Report (Third Quarter 1995)
• Appeal of Treatment of Net Deferred Tax Assets (Third Quarter 1995)
• Appeal of Decision on Adequacy of ALLL (Second Quarter 1995)
• Appeal of Violation of 12 U.S.C 161 (First Quarter 1995)
• Appeal of Policy on Accounting Treatment for Cash Received as Interest on Certain Nonaccrual Loans (Fourth Quarter 1994)
• Appeal of Determination That Appraisal Function Lacks Independence (Third Quarter 1994)

  Back to top