Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.
Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.
In This Section
|07/17/2019||NR 2019-79,||Federal Bank Regulatory Agencies Announce Coordination of Reviews for Certain Foreign Funds Under Volcker Rule|
|07/09/2019||NR 2019-76,||Agencies Adopt Final Rule to Exclude Community Banks from the Volcker Rule|
|02/25/2019||OCC 2019-9,||Volcker Rule: Notice of Proposed Rulemaking|