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OCC BULLETIN 2014-25
Subject: Collective Investment Funds
Date: May 28, 2014
To: Chief Executive Officers and Asset Management Personnel of All National Banks and Federal Savings Associations, Department and Division Heads, All Examining Personnel, and Other Interested Parties
Description: Comptroller's Handbook Booklet Revision and Rescission
The Office of the Comptroller of the Currency (OCC) issued today the “Collective Investment Funds” booklet of the Comptroller’s Handbook. This revised booklet replaces a similarly titled booklet issued in October 2005.
This booklet provides updated guidance to examiners and bankers on collective investment funds offered to customers of national banks and federal savings associations; explains the risks inherent in such products and services; and provides a framework for managing those risks.
Specifically, this booklet
With the issuance of this booklet, the following guidance has been rescinded:
For further information, contact Joel Miller, Asset Management Group Leader, Credit and Market Risk Division, at (202) 649-6360.
John C. Lyons Jr.