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Resources for bankers

Personal Fiduciary Services

Personal fiduciary services are often referred to as private wealth management, private client services, or private banking. National banks offering these services provide a broad range of financial services to affluent persons, their families, and their businesses.

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Personal Fiduciary Activities (Comptroller’s Handbook, February 2015)
Provides an overview of personal fiduciary services, their associated risks, and a framework for managing them


Annual Reviews of Fiduciary Accounts Pursuant to 12 CFR 9.6(c) (OCC 2008-10, February 2008)
Clarifies OCC’s expectations regarding the depth and breadth of annual investment reviews

Related News and Issuances
Publish DateIdentifierTitle
03/18/2015  NR 2015-37, Comptroller of the Currency Issues Statement Regarding Bank Investment in the Municipal Securities Market
02/10/2015  OCC 2015-12, Personal Fiduciary Activities: Revised Comptroller's Handbook Booklet