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NR 1997-41
Contact: Public Affairs
(202) 649-6870

OCC Announces Seven New Enforcement Actions and One Termination

WASHINGTON, DC — The Office of the Comptroller of the Currency today announced nine enforcement actions taken against national banks. The eight actions released today include: one consent order, one cease and desist order, one civil money penalty, four removals/prohibitions and one termination of existing enforcement action.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC's Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

Consent Order
No. Bank/City Date
Connecticut
97-11 Sachem Trust National Association, Guilford 02/25/97
Cease and Desist Order, by Consent
No. Individual/Bank/City Date
California
97-12 David Tsai, The Nolan Company and Tsai Development and Construction, First Central Bank, N.A., Cerritos 03/20/97
Civil Money Penalty, by Consent
No. Individual/Bank/City Date
California
97-13 David Tsai, First Central Bank, N.A., Cerritos 03/20/97
Removals/Prohibitions, by Consent
No. Individual/Bank/City Date
California
97-14 Samuel J. Row, eFirst Central Bank, N.A., Cerritos 03/17/97
97-13 David Tsai, First Central Bank, N.A., Cerritos 03/20/97
97-15 Deanna Lara, Bank of America, N.T. & S.A., San Francisco 03/02/97
97-16 Lisa Tran, Wells Fargo Bank, N.A., San Francisco 03/20/97
Terminations of Enforcement Actions
No. Type/Bank/City/Old EA# Date
Missouri
97-17 Order Making Findings and Imposing Sanctions, Commerce Bank, N.A., Kansas City, (EA #474) 04/03/97
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