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News Release 2018-29 | March 16, 2018

OCC Enforcement Actions and Terminations for March 2018

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
New Jersey
2018-011 City National Bank of New Jersey, Newark 2/12/2018

Civil Money Penalty Orders
No. Name/Bank/City Date
2018-012 Theodore Roberts, Merchants Bank of California, National Association, Carson 2/6/2018

Notices Filed
No. Name/Bank/City Date
N18-001 Hiren Patel, The National Republic Bank of Chicago, Chicago 2/7/2018

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
2018-014 C&D, Grand Mountain Bank, FSB, Granby (EA# WN-09-036) 2/23/2018
2018-015 C&D, Grand Mountain Bank, FSB, Granby (EA# WN-10-036) 2/23/2018
District Of Columbia

FA, The National Capital Bank of Washington, Washington (EA# 2015-097)

New Jersey
2018-017 C&D, City National Bank of New Jersey, Newark (EA# 2010-244) 2/12/2018
New York
2018-018 FA, Trustco Bank, Glenville (EA# 2015-085) 2/7/2018

C&D, ACE Cash Express, Inc. (Former Agent and Bank Service Provider for Community West Bank, National Association f/k/a Goleta National Bank, Goleta, California), Irving (EA#2002-92)


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