News Release 2018-47 | May 17, 2018
OCC Enforcement Actions and Terminations for May 2018
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| South Dakota | ||
| 2018-025 | Wells Fargo Bank, National Association, Sioux Falls | 4/20/2018 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2018-027 | Janice Hall, Merchants Bank of California, National Association, Carson | 4/26/2018 |
| 2018-028 | Daniel Roberts, Merchants Bank of California, National Association, Carson | 4/10/2018 |
| 2018-029 | Rodrigo Garza, Merchants Bank of California, National Association, Carson | 4/16/2018 |
| Delaware | ||
| 2018-030 | PNC Bank, National Association, Wilmington | 5/1/2018 |
| 2018-031 | PNC Bank, National Association, Wilmington | 5/1/2018 |
| New York | ||
| 2018-032 | Gerald N. Jacobowitz, Hometown Bank of The Hudson Valley, Walden | 4/25/2018 |
| South Dakota | ||
| 2018-026 | Wells Fargo Bank, National Association, Sioux Falls | 4/20/2018 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Kansas | ||
| 2018-033 | The First National Bank of Sedan, Sedan | 4/17/2018 |
| Notices Filed | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| N18-002 | Laura Akahoshi, Rabobank, National Association, Roseville | 4/16/2018 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2018-028 | Daniel Roberts, Merchants Bank of California, National Association, Carson | 4/10/2018 |
| 2018-029 | Rodrigo Garza, Merchants Bank of California, National Association, Carson | 4/16/2018 |
| Delaware | ||
| 2018-034 | Christine Granado, Santander Bank, National Association, Wilmington | 4/3/2018 |
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