Collective Investment Funds
This publication is a part of:
Collection: Comptroller’s Handbook
Series: Asset Management
This booklet provides an overview of collective investment funds, outlines risks associated with collective investment funds, and establishes a framework for managing those risks. This booklet supplements the "Investment Management Services" booklet of the Comptroller's Handbook.
This booklet is prepared for use by OCC examiners in connection with their examination and supervision of national banks and federal savings associations. References to national banks in this booklet also generally apply to federal branches and agencies of foreign banking organizations. Refer to 12 USC 3102(b) and the "Federal Branches and Agencies Supervision" booklet of the Comptroller's Handbook for more information..