April 15, 2016
OCC Enforcement Actions and Terminations for April 2016
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
|Cease and Desist Orders|
|2016-035||Neighborhood National Bank, San Diego||3/24/2016|
|2016-036||The Somerville National Bank, Somerville||3/29/2016|
|2016-045||HSBC Bank USA, National Association, Mclean||4/12/2016|
|Civil Money Penalty Orders|
|2016-037||Steven J. Ellsworth, Valley Capital Bank, National Association, Mesa||3/23/2016|
|2016-037||Kevin W. Stevenson, Valley Capital Bank, National Association, Mesa||3/23/2016|
|2016-038||Charles Sanders, Gibraltar Private Bank & Trust Co., Coral Gables||3/15/2016|
|2016-046||HSBC Bank USA, National Association, Mclean||4/12/2016|
|Removal / Prohibition Orders|
|2016-039||Robert Parrish, Superior Bank, Birmingham||3/17/2016|
|2016-044||Steven J. Ellsworth, Valley Capital Bank, National Association, Mesa||3/23/2016|
|2016-044||Kevin W. Stevenson, Valley Capital Bank, National Association, Mesa||3/23/2016|
|2016-040||Jeffrey Allen Farrell, First National Bank, Savannah||3/23/2016|
|2016-043||Steven J. Ellsworth, Valley Capital Bank, National Association, Mesa||3/23/2016|
|2016-043||Kevin W. Stevenson, Valley Capital Bank, National Association, Mesa||3/23/2016|
|Terminations of Existing Enforcement Actions|
|2016-035||C&D, Neighborhood National Bank, San Diego (EA# 2010-069)||3/24/2016|
|2016-041||CD, Florida Capital Bank, National Association, Jacksonville (EA# 2010-167)||3/8/2016|
|2016-042||FA, Jack Henry & Associates, Inc., Monett, (EA# 2013-181)||3/29/2016|
|2016-036||FA, The Somerville National Bank, Somerville (EA# 2013-076)||3/29/2016|