April 2022

Licensing Manual: General Policies and Procedures


The "General Policies and Procedures" booklet is an introduction to the other booklets that compose the Comptroller's Licensing Manual and should be used alongside the other booklets to prepare specific types of applications or notices (collectively, filings). This booklet describes how to submit filings to the OCC, the filing process, and how the OCC reviews and makes decisions on filings. This booklet is a procedural guide only and might not list all factors that may be assessed during the OCC’s analysis.

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