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Corporate Trust

Corporate Trust covers the business activities of banks that act in a fiduciary capacity for investors in a particular security. Any national bank or federal savings association that performs transfer agent functions for securities registered under Section 12 of the Exchange Act, must register with the OCC.

Access the TA-1, Transfer Agent Registration and Amendment Form, to register as a transfer agent or amend existing registration information.


Related News and Issuances

01/13/2021 NR 2021-6 OCC Conditionally Approves Conversion of Anchorage Digital Bank
06/26/2007 OCC 2007-21 Supervision of National Trust Banks: Revised Guidance: Capital and Liquidity