Trading/Volcker Rule

Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.

Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.

Related News and Issuances

11/14/2019 OCC 2019-56 Volcker Rule: Final Rule
10/08/2019 NR 2019-117 Agencies Finalize Changes to Simplify Volcker Rule
08/20/2019 NR 2019-94 Comptroller of the Currency Approves Volcker Rule Reforms