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Effective compliance oversight helps banks manage risk effectively, maintain safe and sound operations, and provide fair and reliable services to customers. It is important that directors recognize the scope and implications of key compliance laws and regulations such as the Bank Secrecy Act and Flood Disaster Protection Act. In this workshop, we’ll focus on compliance red flags, hot topics, and what our examiners commonly find in assessing compliance risk. Join us to learn how to respond to the rapidly changing financial services industry and fulfill your responsibilities with confidence.
Work with and learn from experienced OCC examiners who lead this workshop, which includes discussions of best practices, lectures, and hands-on exercises designed for directors and senior management of national community banks and federal savings associations.
Understand
what makes an effective compliance risk management program.
Review
major compliance risks and critical regulations.
Identify
compliance red flags and current hot topics.
Be informed
about common OCC examination findings related to compliance risk.
This workshop is designed exclusively for national community banks and federal savings associations.
You’re an outside director of a national community bank or federal savings association with assets of less than $15 billion.
You’re a management director.
You’re in senior management or a key executive of a national community bank or federal savings association.
The workshop is limited to the first 25 directors and senior managers who register.
Hotel Indigo Cleveland Downtown, 651 Huron Road E., Cleveland, OH 44115
Hyatt Regency Tulsa, 100 E. Second Street, Tulsa, OK 74103
*
Consecutive session with the Credit Risk Workshop.
**
Consecutive session with the Operational Risk Workshop.
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